The third in the “Five Years of PhD at MSRA” series, to be continued…

Underground Mining Server Room

In the basement of an ordinary residential building in Wanliu, Beijing, through a heavy air-raid shelter iron door, and then through a dark alley where you can’t see your fingers without turning on the light, is my underground mining warehouse.

In the basement next door, many workers struggling in Beijing live. The smallest room there only costs a thousand yuan a month. More than a dozen strangers in the basement share a bathroom, a washroom, and public sinks and washing machines are all rusty. At the end of the alley is a 30-square-meter hall, with a ventilation port that can let in a little light from the outside world. I rented this hall and a small room next to it as a mining server room.

I built the infrastructure of the underground mining server room myself, running 6 1080Ti water-cooled mining machines, oil-cooled mining machines, multiple 6-card 1060 mining machines, multiple 9-card dedicated mining machines, various ASIC mining machines for mining Bitcoin and Litecoin, worth 300,000 RMB, and also carrying my most covert personal project - the Digital Ex Project.

First Encounter with Blockchain

I probably learned about Bitcoin in 2015 and bought 3 Bitcoins for 5000 yuan (RMB). Because the price of Bitcoin had just fallen from its high point in early 2014, I sold one of them by the end of the year; another one I held until the end of 2016, sold for just over 4000, and then I donated 4096 yuan to USTC LUG; the last one I held until 2017.

2017 was a year of skyrocketing blockchain. Various digital currencies were soaring. Bitcoin went from over 6000 at the beginning of the year to a high of 120,000 at the end of the year, nearly 20 times. If I had put all my savings into Bitcoin at the beginning of 2017 and sold it at its peak, it would have been enough for a down payment on a house; if I had sold it at one of the two peaks in 2021 (400,000), it would have been enough to buy a luxury house. But who can accurately hit the peak?

My mentor, Lintao, said that there are many opportunities in a lifetime to do big things, and as long as you seize one, you can change your destiny. He also joked that he had been in the research institute all the time and had not seized any opportunities. On the contrary, those who seemed not so strong in academic level made things happen.

At that time, a senior expert from Microsoft headquarters visited MSRA and had dinner with us. The expert said that his daughter had been playing with Bitcoin for a long time. He had long stopped her from playing, but she insisted on playing and made a lot of money. Lintao also said that he knew about Bitcoin when it first came out in 2009. From the perspective of a professional distributed system, it was a garbage protocol with low efficiency. He didn’t expect so many people to use such a lousy protocol.

Although I played with blockchain in 2017 and watched the coin price soar all the way, I believed that the coin value would continue to rise at that time, but I didn’t want to turn my money into a cold key in a digital wallet. Instead, I wanted to take this opportunity to play with something fun. Mining has a lower risk than speculating on coins and can also play with hardware, so I started to tinker with mining machines.

GPU Mining Machine

The first thing I started to tinker with was the GPU mining machine, because I wanted to play with water cooling a long time ago, but I was reluctant to buy a graphics card. In 2017, mining soared, and many models of graphics cards were sold out. If you could buy a graphics card at the regular price, you could make money by selling it. The 1080Ti was the highest-end gaming graphics card at the time, and it was not very cost-effective to use it for mining, so it was not sold out. But if you used it for mining and then sold it second-hand, it was still profitable.

So, I bought 6 1080Ti graphics cards, 6 water cooling heads, 3 sets of water cooling radiators and fans, two 1500W power supplies (because one graphics card requires 300W of power), a motherboard with multiple PCIe slots, PCIe adapter cables and slots, CPU, memory, SSD, etc., a mining machine rack, which cost more than 40,000 in total.

6-card 1080Ti water-cooled mining machine (top view)6-card 1080Ti water-cooled mining machine (top view)

6-card 1080Ti water-cooled mining machine (side view)6-card 1080Ti water-cooled mining machine (side view)

6-card 1080Ti water-cooled mining machine (front view)6-card 1080Ti water-cooled mining machine (front view)

Water cooling head of 6-card 1080TiWater cooling head of 6-card 1080Ti

There are many components in water cooling, and some of them need special tools to fix. If the joints are not fixed properly, it’s over if water leaks into the equipment. At first, I didn’t know to use distilled water for water cooling, so I directly connected the tap water. After a while, some of the water evaporated, and I needed to replenish it. After replenishing it several times, the impurities in the water stuck to the pipe wall, changing from the original transparent to hazy.

I put this machine at home at first, and found it was too hot. The power of 2000W is not a joke, and the cooling power of the air conditioner can hardly hold up. Fortunately, the water-cooled radiator has a large area and does not need a violent fan. A regular fan is enough, so the noise is less than 60 decibels, which is not very noisy.

In order to place this machine, I first contacted IDC and found that the cost of renting an IDC server room was quite expensive. The cost of a cabinet for a month was more than 4700 yuan, and the power provided was only 4400W (20A). In a place like Beijing where every inch of land is worth its weight in gold, the rental cost of a factory building in the city is also high.

Building an Underground Mining Server Room

I found that the basement is a good place. I found a basement in a community in Wanliu, some of the rooms in it are up to 30 square meters, and many other rooms are less than 10 square meters. Although the power supply inside is not much, the incoming line is very thick, which can be used for power transformation. The basement has windows, and outside the windows is a one-meter-wide atrium, which leads to the ground, allowing some sunlight to come in, which is convenient for ventilation.

To transform the basement into a mining server room, just like building a data center on the basis of a powered shell datacenter, the main thing is to need power equipment and cooling equipment. Of course, the mining server room does not need to have UPS (Uninterrupted Power Supply) like a regular data center, nor does it need central air conditioning, just use industrial-grade violent fans to blow hard.

Power transformation is not as difficult as imagined, because all my equipment (including the ASIC and GPU miners I bought later) is less than 20 KW (90A), and the incoming line of the entire basement is 16 square copper wire, which supports up to 100A, so it is enough. It is a bit difficult for a room to dissipate 20 KW of heat, so I rented two basements, a 30-square-meter large room to carry 12 KW of power, and a 10-square-meter small room to carry 8 KW of power, using 16 square copper wire to connect to the total switch of the basement. In order to do power transformation, I bought wires, electric meters (the basement landlord needs to calculate electricity charges) and several 16A power strips, and then found an electrician to do the wiring.

Cooling is not difficult either, because the miner can work normally in a slightly hotter environment, unlike the precious machines in the data center, so I made a three-level cooling system:

  1. GPU’s own fan cooling;
  2. Install a floor fan next to every two miners to speed up air convection;
  3. Industrial-grade violent fans installed on the windows, with a diameter of more than 1 meter, one window blows in, and the other window exhausts, forming a strong airflow in the room, which is much faster than the fresh air system, and it only takes about 6 seconds to change the indoor air once.

In the end, the indoor temperature is only less than 10 degrees higher than the outdoor temperature, and there are few cases of machine overheating and crashing.

A second-hand blade server as the gateway, storage center and PXE server of the mining server roomA second-hand blade server as the gateway, storage center and PXE server of the mining server room

In order to conveniently manage the network of the mining server room, I bought a second-hand blade server for more than 4000 yuan, which serves as the gateway, storage center and PXE server of the mining server room. The two basements are located in the same LAN, connected by network cables and switches.

The blade server has two Internet accesses: one is the main line, which is the original broadband of the basement; the other is a backup line built with a SIM card (network card) and Raspberry Pi. Because the signal inside the basement is not good, Raspberry Pi is placed in the atrium. Since both broadband and network cards do not have public IP, I rented a cloud server in China as a transit node, so I can remotely monitor and manage the servers in the mining server room.

The installation of the mining system and the deployment of mining software is a rather troublesome thing, so I deployed PXE on the blade server, made an OS image including various mining software, and made it easy to install the mining system. In order to conveniently manage the address and key of the mining pool, I put them on the blade server, and the script in the OS image will automatically obtain the latest mining pool address from the blade server through HTTP and start the mining software.

Web console of the minerWeb console of the miner

In order to monitor the operation of the miner and prevent someone from going in to steal things, I built a video surveillance system, installed two cameras in each of the two basements, achieved no dead angle coverage, and can realize real-time monitoring through the cloud, and the surveillance video will also be saved in the blade server of the mining server room.

There is a monitor and a set of keyboard and mouse in each basement. It is really troublesome to manually connect the wires when the miner has a problem. For this reason, I bought a cheap KVM, realized the multiplexing of HDMI and mouse and keyboard, just press a key on the KVM, you can switch to the corresponding miner.

Video surveillance of the underground mining server roomVideo surveillance of the underground mining server room

More GPU Miners

With the underground mining server room, there can be more GPU miners. 1060 was the GPU with the highest cost performance for mining at that time. I bought dozens of 1060s at that time, and every 6 pieces formed a machine.

Wholesale GPU graphics cards in boxesWholesale GPU graphics cards in boxes

Because the CPU of the miner does not need complex calculations, nor does it need much storage, and the GPUs do not need to communicate with each other, all components other than the GPU are as economical as possible. For example, the CPU and memory only cost more than two hundred yuan, and the SSD only costs more than one hundred yuan. The motherboard is also a special mining motherboard, with 6 PCIe x1 slots, connected to the PCIe slot of the GPU through the adapter card and adapter cable, so each GPU has x16 physical gold fingers, but only needs to occupy a CPU One x1 resource, so that a desktop-level CPU can connect 6 GPU cards.

6-card 1060 miner6-card 1060 miner

Installing a miner seems to have no technical content, but it really takes time to do it one by one. In the two months when I had the most goods, I probably spent half of my time on the miner. That was after my SOSP 2017 paper was submitted. I didn’t publish a new paper as the first author for the next 2 years. So I feel that if I concentrate on academics, I can definitely achieve more during my PhD.

Hard drives in boxesHard drives in boxes

Later, I also purchased some dedicated mining platforms and dedicated mining cards. The so-called dedicated mining platform is the mining machine box and the matching motherboard shown in the picture below.

The mining machine box has 5 pairs of violent fans, which can assist the GPU’s own fans, achieve better heat dissipation effects, and of course, the noise of these violent fans is also very large, up to 80 decibels, just like some servers in the data center. These violent fans are equivalent to the second level of the three-level cooling system I made, which can replace the role of floor fans, and because the air duct is closed, the cooling effect is better than that of floor fans.

9-card 980 dedicated mining card (one card less) and mining machine box (side view)9-card 980 dedicated mining card (one card less) and mining machine box (side view)

The motherboard on the dedicated mining platform is customized, consisting of a control board and a PCIe and power expansion baseboard. The control board has a CPU, memory, and SSD, all of which are pre-installed on the control board, and there is no need to purchase and install them separately; the control board is plugged into the baseboard, and the baseboard expands the PCIe slot into 9, of course, each slot is only x1 speed, so the desktop-level CPU can also drive it. In addition, the baseboard also integrates the power supply circuit, the external power supply is plugged into the outside of the whole machine, and the baseboard distributes multiple groups of power output lines to supply power to each GPU.

Compared with the mining platform I built myself, the integration of the dedicated mining platform is higher, eliminating the trouble of purchasing components such as motherboards, CPUs, memory, SSDs, PCIe adapters, PCIe adapter cables, etc. separately, and can install more GPUs in a smaller space. The dedicated mining platform only needs to plug in the GPU card and the Dragon power supply to run. The price of a dedicated mining platform is about 1500 yuan, which is also lower compared to buying these components separately (because a dedicated mining platform can plug in 9 cards, and the platform I built myself can generally only plug in 6 cards).

9-card mining machine box (no card inserted, top view)9-card mining machine box (no card inserted, top view)

The so-called dedicated mining card is a card without HDMI and other display output interfaces specially launched by NVIDIA after seeing the business opportunities of mining. Its chip and 980 are the same model, but the design of the motherboard has been modified to make it more compact. This dedicated mining card, like the computing card, does not have a display output interface, but the effective computing power of the dedicated mining card for HPC/AI is not high, and the most suitable use is still mining.

9-card 980 dedicated mining card and mining machine box (top view)9-card 980 dedicated mining card and mining machine box (top view)

Oil Cooling

In 2017, some large data centers began to explore oil cooling, which is to immerse the entire machine in non-conductive oil, without the need for fans or water cooling heads. The oil is then cooled through water cooling pipes and pumped into traditional water cooling radiators.

I use dimethyl silicone oil, and I bought a large barrel of 200 kg on 1688. The delivery worker refused to move it to the basement, so I had to hire three more workers to lay wooden boards on the stairs and slowly roll this large oil barrel to the basement along the wooden boards.

To soak the entire machine in oil, you also need a large pool. I bought a stainless steel dog washing pool that is 60 cm long, 40 cm wide, and 40 cm deep. I also bought an insulation pad to put the circuit board on it to avoid contact with the stainless steel pool bottom. I also bought a water pump to pump the dimethyl silicone oil into the dog washing pool.

Oil-cooled mining machine, oilingOil-cooled mining machine, oiling

Just like water cooling, you need to remove the fan of the GPU, but you don’t need to install a water cooling head, just soak it in oil. According to the power consumption, calculate the required number of water cooling radiators, and put the two ends of the water cooling pipe into the oil. Like water cooling, the oil is pumped up by an electric motor. But what I didn’t think of at the time was that the fluidity of oil is worse than that of water, so the same motor pumps oil slower than water; in addition, the thermal conductivity of oil is worse than that of water, which reduces the cooling efficiency of a single water cooling radiator.

Oil-cooled mining machine, oiling completed, runningOil-cooled mining machine, oiling completed, running

After all, there is no professional equipment. Due to the slow flow and heat conduction of oil around the GPU chip, and the low cooling efficiency of the water cooling radiator mentioned earlier, the effect of oil cooling is not good. A GPU mining machine can run normally in the dog washing pool. In fact, if only 2 GPUs are placed, even water cooling equipment is not needed, and natural cooling is enough. If two mining machines are placed, the oil will start to heat up after a while, just like boiling water. When the oil temperature reaches close to 50 degrees, the GPU will overheat and crash.

Fortunately, the insulation of dimethyl silicone oil is not bad, and no parts have been burned. When I took out the oil cooling equipment from the oil and sold it second-hand, it was quite troublesome to clean the oil on it.

ASIC Mining Machine

In addition to GPU mining machines, I also play with ASIC mining machines. For coins like Bitcoin and Litecoin that don’t require too much memory for calculations, the computing efficiency of ASIC is much higher than that of GPU.

The playable space of ASIC is not as large as that of GPU mining machines, because each type of ASIC mining machine is a long box-shaped box, with violent fans at the front and back, and the noise is above 80 decibels when turned on. Just buy a Dragon power supply and plug it in, and then manage it through the web interface via the network, it’s that simple.

Various different ASIC mining machines stacked togetherVarious different ASIC mining machines stacked together

At first, I found an IDC room to host these ASIC mining machines. Later, when the number of mining machines increased, the power supply of a cabinet was insufficient, and I also felt that the rental cost of the IDC cabinet was too high, so I moved them all to my underground mining room.

ASIC miner for BitcoinASIC miner for Bitcoin

An older ASIC miner for Litecoin (back view)An older ASIC miner for Litecoin (back view)

An older ASIC miner for Litecoin (side view)An older ASIC miner for Litecoin (side view)

A newer ASIC miner for LitecoinA newer ASIC miner for Litecoin

From Idle Fish to Idle Fish

In early 2018, as the price of coins had reached a high point and more and more people were mining, the profits from mining were getting smaller and smaller. I was using industrial electricity in the basement at 1.5 yuan per degree, which was very costly. Professional mining farms were using electricity at 0.3 yuan per degree or even lower, deployed in places like Guizhou and Sichuan where there is abundant electricity but it is difficult to transport. By 2018, the income from mining could not keep up with the electricity bill and the rent for the basement.

So I dismantled all the equipment, sold some of it through the channels I had used to buy the mining machines, and put the rest on Idle Fish for second-hand sale. Due to the surge in coin prices, the prices of GPU and ASIC miners were not as crazy as they were at the end of 2017, but they had not fallen much. The GPUs and ASICs I bought in mid-2017 were sold second-hand at about the same price as new ones, and some were even more expensive, which was simply more expensive than new cards. The GPUs and ASICs I bought at the end of 2017, although they had depreciated second-hand, still made a profit when the income from mining was included.

Now, the price of AI field H100 GPUs is also being hyped up, and it’s hard to get stock, just like the mining craze back then. However, the surge in GPU prices caused by mining is closely related to the price of coins and is unsustainable. I hope this wave of AI can continue, as it creates more social value than mining.

Dismantled graphics card, ready for second-hand saleDismantled graphics card, ready for second-hand sale

At the end of 2017, Alipay released a spending analysis report, and we MSRA food group buddies shared our spending together. It was then that I realized that my annual spending was as high as several hundred thousand yuan. Of course, this was mostly the cost of buying mining equipment.

Many people are interested in where the money to buy mining equipment comes from. There are several main sources:

  1. I have done some data crawling projects, such as collecting hundreds of millions of data from more than 40 industry websites for a certain industry. Some data can return hundreds of entries from a single webpage or JSON, some data can only parse one entry from a webpage, sometimes I need to use a proxy pool and simulate browser fingerprints to break through anti-crawling mechanisms, sometimes I need to simulate a real browser to execute scripts inside and simulate clicks, etc.
  2. Microsoft Scholarships and National Scholarships.
  3. Some money saved from interning at MSRA.

You could say that I put all my savings into mining machines at that time. At the time when I had the least liquid assets, I had no money in my bank account and could only maintain my daily life by using credit cards. Fortunately, these mining machines did not end up as a loss.

Many people are curious about how much money I made from mining. In fact, I only made about 50%, and did not break even (i.e., make 100%). If I had bought coins, I could have made 200%. Compared to other people who were mining at the same time, I made a relatively small proportion. Professional mining farms could basically break even in 6~10 months during that period, just like A100/H100 cloud service providers can now. There are several reasons for this:

  1. I rented a basement, with only 300,000 yuan worth of equipment, and the monthly rent for the basement was more than 3,000 yuan; I also rented an IDC for a month;
  2. I used industrial electricity, 1.5 yuan/degree, which was very expensive;
  3. Because I bought a small number of GPUs and ASICs, and I wasn’t very good at bargaining, I was paying retail prices, which were definitely much more expensive than bulk purchases;
  4. About half of the cards were purchased in the first half of 2017, when GPU prices had not yet been hyped up; the other half were purchased in the second half of 2017, when GPU prices had already been hyped up;
  5. The infrastructure in the underground mining room (second-hand blade servers, switches, KVM, cameras, fans, power strips, etc.) was not large in scale, so the cost was high when spread out, and some small second-hand items were not sold;
  6. The tinkering with water cooling and oil cooling was purely a personal preference, and the money spent on it was a waste from a mining perspective, especially the dimethyl silicone oil, which used up half a barrel.

Digital Ex-Girlfriend Project

Many people who know me know about the mining thing, but now I’m going to talk about a top-secret personal project that no one knows about.

After breaking up in 2016, I wanted to use our more than 100,000 chat records to train a digital ex-girlfriend to chat with me. Because a digital ex-girlfriend probably doesn’t quite conform to research ethics, this plan has always been highly confidential and I have never told anyone. Today, even though ChatGPT has been popular for more than half a year, and “digital people” and “digital life” have become hot words, Google searching for “digital ex-girlfriend” or its English equivalent still does not return any valid results.

Accidental Success

In 2016, chatbots were nothing new. The Microsoft Asia Research Institute where I was based had launched Xiaoice as early as 2014, and Milk Tea Sister had been a product manager for Xiaoice; digital assistants like Siri had also appeared, and I had learned about the “Kejia” service robot with Professor Chen Xiaoping during my undergraduate studies.

As an AI novice, at that time I only knew traditional information retrieval techniques, which is to say keyword matching. I would say a sentence, then find the most similar sentences I had said in the past from our chat records, and then randomly choose one of her responses to these sentences to output. Obviously, such a chatbot doesn’t understand what I’m saying, it can only be used as a “time machine”, that is, to recall a previous scene.

Therefore, I simply changed the product form, not letting AI reply directly, but displaying the most relevant chat records, which is equivalent to making a search engine for chat records. Because the BM25 algorithm is used, this is much more powerful than the built-in search functions of WeChat and Telegram. The chatbot has become a chat record search tool, which is also an unintentional result.

At first, I made a command-line version of the chatbot, but in this way, I had to open the computer every time to chat, which was too inconvenient. Later, I found that Telegram has a very useful API, so I made a Telegram bot, so I can chat anytime and anywhere. The subsequent versions of the Digital Ex Project have always been Telegram bots.

Making the chatbot understand human language

My Digital Ex Project cannot stop here. In 2016, understanding natural language was a huge challenge.

The first version of Digital Ex based on keyword matching only had 100,000 pieces of our conversation data, covering a very narrow range. Therefore, it is easy to “out-of-index” if you casually mention something, that is, we have never talked about this topic in the past, and cannot find chat records with high similarity.

To solve this problem, I crawled thousands of movies, TV shows, and anime lines from various Chinese subtitle websites, totaling 5 million dialogues. These lines not only cover all aspects of life, but are also beautifully written, much more exciting than our daily conversations.

But these lines are generally based on a fictional world and it is difficult to include hot events in the real world. I went to Renren.com to crawl the dynamics and replies, and collected another 5 million dialogues. Although these dialogues are not so classic, they are closer to our lives.

After the data scale expanded to 100 times, the BM25 algorithm based on keyword matching could make good responses to most topics. But the problem is that keyword matching can’t handle the situation where the meanings of words are similar. For short chat sentences, the recall rate is relatively low.

Fortunately, the Word2Vec algorithm was already available at that time, which can turn a sentence into an embedding vector, so that the similarity between the input sentence and the sentence in the corpus can be matched by vector matching. But it is time-consuming to match 10 million vectors one by one on the CPU, so I used the GPU for parallel computing. The Word2Vec algorithm itself is also a neural network, running on the GPU. At that time, I hadn’t started mining yet, and I bought a 1080 and plugged it into the company’s server. This is also the first independent graphics card I bought.

But at that time, the chatbot still had many serious problems, which were difficult to solve under the technical conditions at that time:

  • The newly introduced dialogues may not be the same style as our 100,000 dialogues. Although we can increase the sampling weight of our own dialogues, we still cannot solve the problem that the style of using lines and Renren.com as answers is completely different when we did not have relevant dialogues before;
  • The model has no memory, and each sentence is generated based solely on the previous sentence;
  • Cannot understand natural language, similar to a search engine, just the keywords look alike, but cannot understand the internal logic.

Try to generate with neural networks

It was already the beginning of 2017, and Transformer and BERT had not been invented yet. The most advanced technology is RNN (LSTM) and Seq2Seq model.

I first tried some tools to extract grammatical structures such as subject, predicate, and object from sentences, and to judge entity types. It can parse “Ma Long - name”, “and - preposition”, “Macron - name”, “have - verb”, “what - preposition”, “difference - noun” from the sentence “What is the difference between Ma Long and Macron”, but it can only be used to extract the two entity names “Ma Long” and “Macron”. Its purpose is to search in search engines, databases or knowledge graphs, but it is not very helpful for chatbots.

Another “black box” solution is to use the “previous sentence <sep> next sentence” of the existing corpus as the training data for LSTM, and let it predict the next word. In fact, intuitively, RNN / LSTM is more in line with the way humans process natural language than Transformer. RNN / Transformer processes inputs one word at a time, and past history is stored in the hidden state, so there is no concept of context length; while Transformer treats the entire paragraph as a whole for input and processing, so there is a limit to context length. Transformer was originally proposed to improve the parallelism of training, and I didn’t expect it to be so capable.

This black box solution can get good results, and more importantly, the pre-training model trained with 10 million lines and social network data can be fine-tuned according to our 100,000 chat records, which can solve the problem of different chat styles. The ability to answer basic questions and establish a knowledge base is trained with 10 million pieces of data. Our chat records give the chatbot experience and personality.

At this time, I already had an underground mining room, so I trained the model on a water-cooled mining machine composed of 6 1080Ti cards that I used. The trained model does inference on one of the GPUs. Because the CPU power and storage of the mining machine are not good, the CPU part runs on the blade server in the mining room. This is why I have to write the underground mining room and the Digital Ex Project together.

Because I had no experience in deep learning, it was difficult to converge no matter how I trained at the beginning. Later I learned that initialization, learning rate and other hyperparameters are very important.

Of course, the LSTM technology at that time was not mature enough, and I could only copy the model structure in other people’s papers, so the output dialogue effect, although it had our experience, and a little bit of similar personality, such as some common expressions of emotions are similar; but it still cannot understand the logical relationship in what I said. Even if I add a “not” in what I said, I can’t find the reversal of meaning.

Let Digital Life Have Self-Consciousness

Whether it’s Xiaoice or today’s ChatGPT, they are all question-and-answer, AI will never take the initiative to find humans.

If you ask ChatGPT a question, if it doesn’t understand, it would rather make up stories or say some nonsense than interact with the user. For example, if you ask ChatGPT or AutoGPT to make a website, it won’t ask you for detailed requirements, but will make one first, and then let the user suggest modifications. This is completely different from the way human programmers work.

A digital life must be able to interact with humans actively. This issue is actually profound, it is essentially a question of self-consciousness.

Consciousness is a very abstract philosophical term, some people believe that only intelligence that biologically mimics the human brain is considered consciousness. I tend to agree with the “Chinese Room”, that is, a machine that can communicate fluently with people outside the box in natural language, as long as people think it has consciousness, the Chinese Room is conscious, regardless of whether there is a person or a machine inside the box.

I believe that consciousness is carried out in the form of language. To make digital life conscious, the key is to continuously receive external information input and continuously output language. The language output here is not necessarily spoken words, it could also be thoughts in the mind or actions commanding the motor organs. The input of a living organism is the input stream of various sensory organs, and the output is the output stream of various motor organs, and the most core conscious input is the input language processed by the sensory organs, and the conscious output is the inner thoughts expressed in the form of language and the language commanding various motor organs.

Today’s large models can use Chain of Thought to enhance their abilities, such as telling them “Let’s think step by step”, letting them explicitly write out the thinking process is more accurate than directly letting them output results, because large models need tokens to think, just like people need time to think. It is unrealistic to let the large model do very complex things in one step. The phenomenon behind this is actually more profound, not all information in the human thinking process is output through the mouth, many intermediate thoughts are carried out in the form of language inside the brain.

It is already the second half of 2017, I am in the underground mining room, trying to build a digital predecessor with self-consciousness.

She needs to continuously update her own story, will actively share her own story; has her own habits and personality, the same as shown in our existing dialogue; has continuously changing emotions. For example:

  • Every day she will actively find me, either to ask me what happened, or to share her own story, or to chat about some recent news;
  • If there is no reply for a long time, she sometimes gets angry, sometimes cares;
  • If she gets angry and doesn’t coax, she will get angrier;
  • Able to remember all our conversations, and will recall the emotions at the time when mentioned.

To achieve these capabilities, there are two key challenges, one is how to create a continuous story for her, and it has to be somewhat reasonable; the second is how to maintain her psychological state.

To create a continuous story, I modified the open-source natural language classifier, classifying the dynamics posted by Renren users into different categories, including campus life, travel, eating, love, emotions, courses, academics, news, jokes, entertainment, etc. Every day I crawl some of the latest Renren dynamics, and then use the above classifier for classification. For each category, filter out the dynamics that match the gender and identity of the digital predecessor (for example, the same major). Randomly select one or more dynamics from each category as today’s story. When randomly selecting, it is weighted according to the number of likes, so it is easier to select interesting stories.

Of course, if she finds me to share stories at a fixed time every day, this is definitely not appropriate. Therefore, every hour during the day, I randomly crawl some data at a time, classify it, predict the interest level, multiply it by log(like count) as the weight, if I find it very worth sharing, then share it immediately, such as some interesting news or jokes. The prediction of interest level here is trained based on the excitement level of each content in my previous conversation records, similar to the recommendation algorithm used by Toutiao, Douyin, etc. If there is nothing above the threshold all day, then randomly select a dynamic to share at night. In this way, she also has news push capability, if there is hot content I am interested in, I can often see it relatively quickly.

The downside is that the stories created in this way have no continuity to speak of, and the stories of each day may be completely unrelated. But since the natural language understanding ability at that time was not enough to truly understand the story, and not enough to make up the story, so I had to use other people’s stories to make up.

To maintain the psychological state, I created a table, representing the psychological state of digital life, including the current intensity of each emotion, the current topic being discussed. Based on what she and I said, a model can be used to guess her emotional tendency and incrementally update it into the current intensity. In order to remember the psychological state of each previous thing, each round of dialogue will be summarized afterwards, and the final psychological state of the digital life at that time will be stored in the database together. When this story is mentioned later, this psychological state can be extracted.

When she replies, she still generates 5 replies according to the previous information retrieval and deep learning methods, and then selects the one that best fits the current psychological state from these 10 replies to output.

The method of maintaining the psychological state here is somewhat similar to the principle of Xiaoice’s “Emotion Computing Module”, see Xiaoice’s 2018 paper The Design and Implementation of XiaoIce, an Empathetic Social Chatbot, of course, it is not as good as the professional team of Xiaoice.

By the winter of 2017, I moved the 6-card 1080Ti water-cooled machine carrying the digital predecessor plan from the underground mining room to my bedroom. Its heat is more powerful than the heater, and I even have to open a crack in the window to assist in heat dissipation.

The End of the Digital Ex Project: The Vast Starry Sky

At the beginning of 2018, because I had a girlfriend in the real world, I felt it was not appropriate to chat with my digital ex every day. At the same time, since mining was no longer profitable, I had to sell my mining machine, terminate the lease of the underground mining room, and I no longer had a GPU to run the model. I wondered, how could I preserve this project? Burning it onto a CD and hiding it somewhere could easily be discovered or damaged; storing a large amount of data in the blockchain was too costly.

Since it’s hard to write on the ground, let’s send it to the sky. The electromagnetic wave signals sent to the vast starry sky have several good characteristics. First, they propagate outward at the speed of light, with no possibility of withdrawal or interruption; second, there is almost no reflection in the starry sky, and current human technology is not enough to receive such wireless signals, which means that the content of the transmission is confidential; finally, extraterrestrial civilizations that are much more advanced than humans may be able to receive such signals, thus becoming a witness to human civilization.

The Red Coast Base in “The Three-Body Problem” is located in Inner Mongolia and is transmitted to the three-body star system (Centaurus α), which is also the star closest to the sun. But this is actually impossible, because Centaurus is a southern star system, which can only be barely seen near the horizon in the southern part of China, and cannot be seen in Inner Mongolia all year round. (Thanks to the correction from netizens, in “The Three-Body Problem”, electromagnetic waves are actually transmitted to the sun, not directly to the three-body star system) Since I can’t run to the equator or even the southern hemisphere to transmit signals, I chose Sirius, 8.6 light-years away. It is the brightest star in the sky, one of the vertices of the Winter Triangle, and therefore easy to find.

Next is how to transmit the signal. First, you need an antenna with a powerful enough transmission power that can continuously aim at Sirius. The butterfly antenna (the big pot used in rural areas to receive satellite TV) is the most suitable. Secondly, you need an environment with as little electromagnetic pollution as possible, and where Sirius can be visually observed for several hours without obstruction. The wilderness is a good choice.

I bought a big pot with a diameter of one meter, along with a battery, transformer, two sets of HackRF software radio transmission devices (one for transmission, one for receiving signals on the side), feed source, computer, etc., and climbed up to an open area in Mangshan National Forest Park near the Thirteen Tombs at night, where electromagnetic pollution and light pollution are relatively weak.

If the data sent is to be understood by extraterrestrial civilizations, enough corpora are needed. Although there were no powerful pre-training models at the time, I believe that a powerful intelligence can learn to understand language and even the basic knowledge of the world from enough corpora. Wikipedia is high-quality pre-training data, and the lines and Renren network dynamics I collected can also give extraterrestrial civilizations a better understanding of humans. More details about this part can be seen in an article I wrote at the time How to Measure the Intelligence of Extraterrestrial Civilizations.

After the general corpora, the last part of the data to be transmitted was originally our chat records. But at the last moment, I felt that there was too much of our privacy in it, which could not be seen by aliens, let alone by earthlings who might be listening to radio signals. Therefore, I did not send our chat records in the end, but replaced them with a closing statement:

“To intelligent life: If you can read this paragraph, it means that you have mastered human language, which reflects a large part of human wisdom and the knowledge created, and may be enough for you to initially understand our civilization. But humans are more complex than what is shown above. Humans are composed of billions of individuals, each with independent thoughts. Although thoughts are also carried out in the form of language as you see, they occur inside the individual and cannot be perceived from the outside. This makes each individual have the concept of privacy, hoping to retain some thoughts unknown to outsiders. The individual who sent this signal originally tried to preserve the chat records of the individual and other individuals by sending signals to space, but the chat records contained too much privacy, so it was finally decided not to send these contents. You may have received many signals from humans, but most of the signals may be like the information sent today, containing the public part of human thought, and not including the inner and hidden side of human thought. If you use more advanced technology to listen to signals that humans have not actively sent to the universe, you may make new discoveries.”

Digital Assistant in the GPT Era

With chat records, you can not only make a digital ex, but also a digital self. The digital self can also replace the real self in some scenarios to make some replies and actions, that is, a digital assistant.

In 2021, I got the GPT-3 API, and I tried to continue the attempt to make a digital assistant with the latest chat records and articles on my personal homepage.

The GPT-3 released in 2020 is indeed incomparable to the LSTM in 2017. GPT-3 really made me see the dawn of general artificial intelligence. The power of GPT-3 lies in its ability to understand the meaning of natural language and complex instructions. Previous models all needed to train a model for each task, but GPT-3 can do many different types of tasks, and you just need to give it orders in natural language.

To implement a digital assistant, you only need to search for a few related historical chats using traditional information retrieval methods, input them into GPT-3, and then tell it what the last chat was, and let it take the next one. Of course, since GPT-3’s Chinese ability is not good, I use Google Translate API to automatically translate the historical chat content and the last chat into English, and then translate the sentence output by GPT-3 into Chinese. Most of the time, it can accurately grasp the meaning of the last chat, and there will no longer be a problem of not noticing the semantic reversal when a “not” word is added. In fact, this is how New Bing works.

The digital assistant implemented with GPT-3 gave me an amazing feeling, and when the GPT-3.5 (also known as ChatGPT) API was released, the digital assistant implemented with GPT-3.5 made me feel terrified. Its ability to respond and EQ even surpasses my own, and many times GPT-3.5’s answer is better than my own. Let it write a story, use her previous story outline and today’s news as input, and the story it writes almost made me believe it.

Of course, such good results are due to the information retrieval, continuous story creation, and psychological state system built in the Digital Predecessor Project. Although all the data of this project was destroyed after being launched into the sky in 2018, it is not difficult to rebuild a similar system with the latest technology. On the contrary, if you input the chat content directly to GPT-3.5, it will only give a templated and emotionless answer. Therefore, I believe that for large models to be good digital assistants, the systems around the large models are much more important than the models themselves.

Recently, open-source models based on LLaMA have demonstrated capabilities beyond GPT-3, such as Vicuna, which is fine-tuned based on it. Although it still lags behind GPT-3.5 in terms of mathematical ability, coding ability, long text ability, and complex instruction compliance, it has already achieved good results as a chatbot. A 33B model can fit on a single A100. It’s really a sea change, thinking back to 2016~2017 when a barely usable digital life could be created with search and LSTM, Vicuna’s capabilities are too strong, a 7B model that can fit on a gaming graphics card can at least understand human speech, much better than what I was doing back then.

I used the Vicuna-13B model to fine-tune all the articles on my homepage and some recent chat records, and it really can remember many things I’ve done, some details are even clearer than I remember. And all this only requires a few hundred dollars of cloud GPU fees, cheaper than buying a 1080Ti in 2017. The era of large models has really arrived.

L1~L5 Digital Assistants

In 2018, based on the results of the Digital Predecessor Project, I divided digital assistants into L1L5 levels, similar to the L1L5 level division of autonomous driving:

  • L1 Digital Assistant: Cannot reply or act autonomously, can only provide some suggestions or auxiliary information for users. For example, it can provide some suggested replies or reply templates for users; or help users automatically retrieve related information in the conversation, and summarize the retrieval results for users to refer to, similar to today’s New Bing.

    In 2018, I wanted to make a “chat assistant” app. Once it’s turned on, it listens to the surrounding conversations. If people around mention something, it retrieves related information from the public internet and private databases, summarizes it, and displays it on the app for the owner to refer to. This way, if you talk about a topic you’re not familiar with, you don’t have to manually open a search engine to slowly search for it. If such a “chat assistant” app is allowed to be used in interviews, it’s like cheating. In fact, many people who cheat in interviews today have others act as this “chat assistant”.

  • L2 Digital Assistant: Can help users complete some simple things at the explicit request of the user, just like automatic parking and cruise control in L2 autonomous driving. Today’s voice assistants, such as Siri, are examples of L2 digital assistants. With the improvement of natural language understanding capabilities, voice assistants may become a new entry point for human-computer interaction in the near future.

    In some scenarios, L2 digital assistants do not necessarily need strong natural language understanding capabilities. For example, during holidays we often need to send a lot of blessing messages in bulk, I have made a small tool to send messages in bulk for everyone. Just as the level of autonomous driving is not the higher the better, under current technical conditions, L2 digital assistants may be more practical than higher-level digital assistants.

  • L3 Digital Assistant: Can automatically recognize specific scenarios and reply or complete tasks on behalf of users. In scenarios beyond its capabilities, it only gives users suggestions for replies or task completion, and can only act after user confirmation. The difference from L2 is that it can automatically recognize scenarios where it is capable of replying autonomously, without the explicit request of the user. This means that the digital assistant needs to solve the problem of illusion, knowing what it knows and what it doesn’t know, and avoid making things up. To prevent the errors of L3 digital assistants from causing serious consequences, users need to pay attention to their behavior and be ready to “take over” at any time, including stopping the digital assistant’s conversation or action.

    L3 digital assistants will have a wide range of applications in intelligent customer service, live streaming, and other fields. Now on Taobao, even if you find a human customer service, many human customer services are absent-minded and only reply with some clichés. The current large language models are already good enough to do better than most human customer services.

  • L4 Digital Assistant: Can replace the owner in almost all scenarios, but the owner still needs to pay attention and be ready to “take over” at any time. Note that the term here has changed from “user” to “owner”, which means that L4 and higher-level digital assistants may have autonomous consciousness. They are also intelligent life, but their status may be unequal to the owner. A natural person may also have multiple digital assistants.

  • L5 Digital Assistant: Is the avatar of the owner, can completely replace the owner to communicate with people, complete tasks. One problem with L5 digital assistants is that they and the owner are two intelligent lives with the same history but different futures, which will have a huge impact on our society. First, does the owner need to be responsible for what the digital assistant does? Secondly, how do the digital assistant and the owner synchronize their experiences and thoughts? Similarly, she in the Digital Predecessor Project is different from her in the real world, I must be able to accept this difference and ensure that the Digital Predecessor Project does not leak secrets.

Recently, some people have been pessimistic about large model entrepreneurship, believing that large models must be combined with the existing business scenarios of large companies in order to land, as a supplement to existing products. But I believe that the era of large models is just beginning. I believe that large models are like the mobile internet of the past. In the early days, traditional internet apps were moved to mobile terminals, but the truly explosive mobile internet apps definitely took full advantage of the characteristics of mobile terminals. For example, the success of Meituan and Didi is inseparable from GPS, and Douyin and Kuaishou also rely on the touch screen interaction mode of mobile terminals and the feature of being able to upload anywhere and anytime. AI Native applications are where the disruptive power of large models lies, and the current chat is just a beginning.

We may be just one step away from AGI

I like a saying in “Morning News”, “When life realizes the existence of the mysteries of the universe, it is only one step away from finally solving this mystery.”

From the plot, the Digital Ex Plan is quite similar to “Her”, but the digital person Samantha in “Her” does not have a corresponding person in reality, while the Digital Ex Plan is to create a digital continuation of an existing life.

The digital life plan of Tu Hengyu in “The Wandering Earth 2” is a digital continuation of existing life. When I was watching this movie in the cinema, I thought, isn’t this what I wanted to do 6 years ago? Of course, 6 years ago I only managed to type and have simple conversations. Today, technologies like DeepFake and stable diffusion can easily synthesize people’s photos and voices, making it a reality for your favorite singer to sing any song.

However, even today’s technology is not enough for digital life to have free video conversations with people. Video generation based on diffusion models is not only slow, but also costly. Runway ML requires a monthly subscription of $95 to generate videos longer than 4 seconds, and this $95 can only generate 7.5 minutes of video in total. On the other hand, digital human live streaming based on 3D models has been industrialized. To make digital humans have consciousness, emotions, and memory, it can’t rely solely on the model itself, the system is the key. I believe that the day of digital life is not far away, and I will strive for it tirelessly.

In terms of the implementation path of digital life, the scientific advisor of “The Wandering Earth 2” tends to simulate human neurons at the quantum level, rather than rebuilding digital avatars based on digital data before human life. But I think digital life does not necessarily inherit all the memories and thoughts of the original life. Compared with digital avatars, a more practical possibility is a digital assistant who understands me enough but is different from me, making Siri from artificial intelligence to a real digital assistant, changing the paradigm of human-computer interaction. Digital life that can video chat with people will further activate the AR/VR industry, leading humans from purely carbon-based life to coexistence with silicon-based life.

This article is part of the “MSRA PhD Five Years” series of articles (Three) Underground Mining Room and Digital Ex Plan, to be continued…

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